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Mental Models

Three Openings

The Three Openings describe the shift in orientation and intention required for profound change: opening the head (suspending assumptions), opening the heart (seeing with compassion and connection), and opening the will (letting go of the small self to serve a larger purpose).

THE IDEA

THREE OPENINGS

There is one remaining question. Over the last quarter-century, I have watched many people in many different settings work with tools and principles for fostering vision and purposefulness, deeper conversation and reflectiveness, and systemic thinking. It is clear that some attain remarkable results and some accomplish very little. Why is this? I do not think the difference lies in intelligence or even commitment. It certainly does not stem from organizational position or power. But it seems to have to do with where people are “coming from.” As Bill O’Brien observed near the end of his life, “The primary determinant of the outcome of an intervention is the inner state of the intervenor.”

My colleague and co-author of Presence, Otto Scharmer, explains a shift in orientation and intention that arises from three “thresholds,” or openings through which we must pass in leading profound change: opening the head, opening the heart, and opening the will.

Opening the Head

The first involves opening ourselves to see and hear what is in front of us but we have not yet been able to see. This is the threshold of “suspension”—suspending taken-for-granted assumptions that have shaped our perceptions in the past.

Opening the Heart

The second threshold involves seeing with the heart—opening it to see our connection to what is around us, the pain, the suffering, and the problems, as well as the joy. Here we move beyond our comfortable stories that blame outside forces or people for what is not working and see that we too are part of the problem.

Opening the Will

The third threshold involves letting go of the last remnants of what Scharmer calls “our small ‘s’ self” and letting whatever may arise come through us. Here we connect “with the future that comes into being through us and with what we are here to do.” Passing through this third threshold does not mean that all our questions about the meaning of our lives are suddenly answered, but that “we are alive in the heart of this question and it carries us forward.”

Examples in Practice

  • Vivienne Cox (BP): “I know we are starting to move to a deeper and more productive level of conversation when I notice people being less inclined to treat their opinions as facts. They become less strident. They become less certain about things. They start to have a sense of humor. They lighten up. … That’s when I know a sense of real inquiry is developing.”
  • Salim Al-Aydh (Gulf SoL): He opens dialogues with pictures of children and talks about his grandchildren, so that when people look at economic prospects, they imagine the lives their children will live. “We cannot start to talk together seriously about the future we truly want to create, and the changes that may be needed, without opening our hearts.”
  • Marianne Knuth (Kufunda Village): “We bring together community organizers from across Zimbabwe to learn from each other, and to become more conscious of unconscious assumptions … but we can only do this by being likewise open ourselves.” She shares the story of Anna Marunda, a widow who discovered her own strength and leadership when met “in her wisdom, not in her poverty.”

When to use it

  • Leading organizational change where entrenched assumptions block progress

  • Facilitating difficult conversations that require empathy and vulnerability

  • Personal development work aimed at aligning with one’s deeper purpose

  • Community building that honors the wisdom of each person rather than their deficits

FROM THEORY TO EVERYDAY LIFE

In practice

01

Vivienne Cox on shifting conversations

Vivienne Cox notices a deeper level of conversation when people treat opinions less as facts, become less certain, and lighten up, indicating real inquiry.

02

Anna Marunda’s transformation

Marianne Knuth describes meeting Anna Marunda not as a poor widow but as a wise, strong woman. Anna then discovered her own capabilities: running cooperatives, teaching skills, and leading AIDS dialogue groups.

✳

A MOMENT TO REFLECT

Put it to work.

  1. What assumptions am I currently holding that might be preventing me from seeing reality clearly?

  2. How can I open my heart to see my own part in the problems I face, rather than blaming external forces?

  3. What would it mean for me to let go of my small self and allow a larger purpose to guide my actions?

Connected ideas

Another lens can bring the same problem into focus.

References

  1. Presence — Otto Scharmer

CONTINUE THE CONVERSATION

Source texts

  • The Fifth Discipline The Art Practice of the Learning Organization (Peter M. Senge)
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